Item 5 of form 10-k pdf

In order to fulfill the requirements of part i of form 10k, the. This annual report on form 10k, particularly in item 1 business and item 7 managements discussion and analysis of financial condition and results of operations, includes forward. Frequently asked questions about periodic reporting. Exhibits, financial statement schedules 117 exhibit index 118 item 16.

United states securities and exchange commission washington, d. Form 10q shall be used for quarterly reports under section or 15d of the securities exchange act of 1934 15 u. Large accelerated filer accelerated filer nonaccelerated filer. Form 10k, including, but not limited to, those in item 1 business, item 1a risk factors, item 3 legal proceedings, and item 7 managements discussion and analysis of financial condition and results of operations, are forwardlooking statements. Below are select developments to keep in mind when preparing the annual report on form 10k this year. Securities and exchange commission sec, that gives a comprehensive summary of a companys financial performance. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of the registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form. Principal accountant fees and services 116 part iv item 15. Form 10k for the fiscal year ended july 31, 2016 index page part i item 1. Market for registrants common equity, related stockholder matters. Annual report on form 10k for the fiscal year ended december 31, 2019 index form 10k item number page no. Form of prospectus disclosing information, facts, events covered in both forms 424b2, 424b3. Registrants will need to update their disclosure in the upcoming 2018 form 10k as a result of recent rulemaking by the securities and exchange commission the sec and new sec guidance and accounting rule changes, as well as to reflect new and developing risk areas that the sec or.

Certain relationships and related transactions, and director independence 116 item 14. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form. A 10k405 is a 10k where the regulation sk item 405 box on the cover page is. You may omit the text following each caption in this form, which describes what must be disclosed under each item. If a report on form 8k contains disclosures under item 2. Security ownership of certain beneficial owners and management and related stockholder matters 116 item. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer or a smaller reporting company. Table of contents this annual report on form 10k, including managements discussion and analysis of financial condition and results of operations, contains forward looking statements regarding future events and future results that are subject to the safe harbors created under the securities. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10k. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form. Annual report to shareholders on form 10k caterpillar. Form 10k for the fiscal year ended october 31, 2019 table of contents page forwardlooking statements 3 part i item 1. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer, smaller reporting company, or an emerging growth company as defined in rule 12b2 of the exchange act. Annual report on form 10k table of contents page part i 1 item 1.

Although similarly named, the annual report on form 10k is distinct from the often glossy annual report to shareholders, which a company must send to its shareholders when it holds an annual meeting to elect directors though. Further, registrants meeting all of the requirements below may omit a number of other items of form 10k, including items 4, 10, 11, 12, and, and the list of subsidiaries exhibit exhibit 21 required by item 601 of regulation sk and furnish only brief responses to items 1 and 2 of form 10k. If an item is inapplicable or the answer to the item is in the negative, respond to the item by making a statement to that e. Exact name of registrant as specified in its charter delaware 2624428 state or other jurisdiction of incorporation or organization i. Insider transactions stock quote social media bookmark the permalink. For the fiscal year ended december 31, 2019 commission. When responses to a certain item of required disclosure are separated within the combined report, an appropriate crossreference should be made.

Starbucks corporation form 10k for the fiscal year ended september27, 2015 table of contents parti item 1 business 2 item 1a risk factors 10 item 1b unresolved staff comments 16 item 2 properties 16 item 3 legal proceedings 16 item 4 mine safety disclosures 16 partii. Market for registrants common equity, related stockholder matters and issuer purchases of equity securities. Business 1 general 1 products 1 sales and marketing 2 united states market 2 international markets 2 significant customer 3 orders 3 product research, design and development 3 manufacturing 3 international operations and trade 4 competition 4 trademarks and patents 5. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of the registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10k. Table of contents nvidia corporation table of contents page part i item 1. Market for fords common equity, related stockholder matters and.

The safe harbor provides protection from liability only for failure to timely file a report form 8k, and it extends only until the due date of the form 10q or 10k for the period in which the form. Submission of matters to a vote of security holders item 4a. Market for registrants common equity, related stockholder. Form 10q shall be used for quarterly reports under section or 15d of the. Market for registrants common equity, related stockholder matters, and issuer purchases of equity securities 38 item 6. International business machines corp ibm 10k annual. Form 10k for the fiscal year ended december 31, 2016 table of contents page part i item 1. Annual report pursuant to section or 15d of the securities exchange act of 1934 for the fiscal year ended january 26, 2020. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in rule 12b2 of the exchange act. Five percent owners must also file schedule d with the sec.